Objective
This
summer course will provide a comprehensive introduction to the EU
regulation and supervision of investment funds, asset managers and other
financial institutions involved in the activities of investment funds
in the European Union. Participants will learn about the main challenges
faced and the approaches adopted by EU regulators and supervisors, both
from the perspective of the regulators and supervisors themselves and
from the perspective of the funds, asset managers and their legal
counsel.
Key topics
- Scope and landscape of EU fund
regulation regime
- EU financial supervisory architecture:
ESAs review
- Investment fund entities: UCITS, AIFMD,
EuVECA, EuSEF, ELTIF, MMF Regulation
- Investment fund prudential
requirements: Investment Firms Regulation (IFR) and Investment Firms
Directive (IFD)
- Cross-border distribution of funds:
CBDD and CBDR
- Financial markets regulation: MiFID II,
MiFIR, PSD2
- Green finance: disclosure requirements
for sustainable investments
- Retail investor protection: PRIIPs
Regulation
- Customer due diligence, AML/CFT
issues
- Crisis management and insolvency
issues
Who should
attend?
The course is aimed at legal practitioners seeking an
introduction to the regulation and supervision of financial markets in
the EU, including national regulators/supervisors, in-house lawyers at
investment firms, fund managers, depositaries and other related
financial institutions, and lawyers in private practice.
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