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Market Abuse Compliance in Practice

e-Presentation by Andreas Meyer

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Foto: Market Abuse Compliance in Practice.

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Jahr: 2021

Topic

This presentation discusses the interpretation and scope of coverage of market abuse prevention measures, focusing on products, markets and geography. It also addresses the compliance subjects (issuers, intermediaries, journalists and the role of intent) and the compliance enforcers (competent authorities, regulated markets, ESAs). The presentation also addresses the substantive defences, safe harbours, exemptions and evidentiary defences available under the market abuse regime.

Speaker

Andreas Meyer, Managing Director and Associate General Counsel, Deutsche Bank, Frankfurt am Main.

Package

  • Video presentation
  • Audio podcast version
  • Duration: 51 minutes
  • Links to all relevant sources of law
  • Access for 12 months after purchase
  • Includes standard version and certified version eligible for CPD points
Filmed at ERA's conference on Market Abuse in the EU: Latest Developments, online, 24 - 26 March 2021.


Technical requirements

The e-presentation should work in any internet browser. If you encounter difficulties, please ensure that you have javascript enabled (go to www.whatismybrowser.com or ask your system administrator).

Access

To obtain immediate access to this e-presentation, please pay by credit card. You can also pay by invoice (bank transfer) but access will only be granted when payment has been received. For multiple registrations, please click here.


Certified Version eligible for CPD points

This version requires you to view the full e-presentation and to take a short quiz at the end. A certificate can then be issued entitling you to CPD points in selected jurisdictions.

If you would like to claim a certificate please send your request to elearning@era.int.


Rechtsgebiet: Banking & Financial Markets Law

Sprache: English

Artikel-Nr.: 221P45

Preis: 20 EUR


Zur Registrierung klicken Sie bitte hier:


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