Objective
This
online seminar will explore the latest developments in the EU
regulatory regime to prevent market abuse centred on the recently
published outcomes of the ESMA MAR review.
It will look at the current regulatory framework for market
abuse and its enforcement and provide a comprehensive update on the
latest regulatory and compliance trends in this
field.
Key
topics
- Benchmark provisions and the interplay
between MAR and collective investment undertakings
- Insider-dealing and
disclosure
- Pre-hedging: risks of market abuse and
of violation of conduct rules
- Buy-back programmes
- Insider lists and managers’
transactions
- Cross-market order book
surveillance
- Cross-border enforcement of sanctions
and administrative sanctions
- Retention of personal data
Who should
attend?
EU & national regulators/supervisors, legal
officers in financial services sectors, lawyers in private practice,
compliance officers.
Interactive online
conference
The online conference will be hosted on ERA’s own
online platform. You will be able to interact immediately and directly
with our top-level speakers and other participants. We will make the
most of the technical tools available to deliver an intensive,
interactive experience. As the platform is hosted on our own server, the
highest security settings will be applied to ensure that you can
participate safely in this high-quality online conference.