Objective
This seminar will show legal practitioners how to comply
with the most challenging aspects of MiFID II such as reporting
requirements, creation of transaction reports, cost transparency, the
Systemic Internaliser regime, rules on the use of new trading platforms
and FinTech. Using practical examples, it will demonstrate how to deal
with issues of product manufacturing, distribution, governance and best
execution.
Key topics
- Hot issues with pre- and post-trade compliance
- Systematic Internaliser
- Post-trade issues
- Algorithmic
and high-frequency trading (HFT), multilateral trading facility (MTF)
and organised trading facility (OTF): the main points to consider
- Investor protection aspects of MiFID II
- Practical advice: how to comply with and how to avoid getting caught in breach of MiFID II’s requirements
Who should attend?
Compliance officers, banking and capital markets lawyers, national supervisors.
Apply for a scholarship:
The German Bundesbank Mainz has generously offered to sponsor the participation of a number of legal practitioners.
Fees in €:
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Standard
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EU and ERA patrons
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Young lawyers and other groups
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Discount Voucher Code (see details below)
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Registration
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More details about the fees and discounts
Early registration discount
10 % before 08.02.2018
Discounts available
25 % - For young lawyers up to 30 years of age (important: the participant must provide a copy or details of his or her passport or identity card on registration); Full-time staff of universities or comparable academic institutions; Staff of charitable organisations or comparable institutions
25 % - Discount Voucher Code
If you have a discount voucher code, please click on the option above and enter the code in the Voucher Field when you register.
40 % - Staff of European Union institutions and agencies;
Staff of ERA’s patrons (Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Finland, France, Germany and the German states, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Poland, Portugal, Romania, Scotland, Slovakia, Slovenia, Spain, Sweden, United Kingdom, City of Trier)
40% - Fellows of the European Law Institute