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MiFID II: Compliance at the Point of Sale

e-Presentation by John Ahern

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Foto: MiFID II: Compliance at the Point of Sale.

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Year: 2018

Topic

John Ahern considers how investment advice should be given so that one remains compliant with MiFID II. He discusses the suitability and appropriateness of portfolio management and other investment services under the legislation, as well as how to deal with documentation and taping.

Speaker

John Ahern is Partner at Katten Muchin Rosenman LLP in London.


Package

  • Video presentation
  • Audio podcast version
  • Duration: 48 minutes
  • Links to all relevant sources of law
  • Access for 12 months after purchase
  • Includes standard version and certified version eligible for CPD points

Technical requirements

The e-presentation should work in any internet browser. If you encounter difficulties, please ensure that you have javascript enabled (go to www.whatismybrowser.com or ask your system administrator).

Filmed at ERA's conference Complying with MiFID II – a Practical Guide to Implementation in Trier, 8 - 9 March 2018.

Access

To obtain immediate access to this e-presentation, please pay by credit card. You can also pay by invoice (bank transfer) but access will only be granted when payment has been received. For multiple registrations, please click here.


Certified Version eligible for CPD points

This version requires you to view the full e-presentation and to take a short quiz at the end. A certificate can then be issued entitling you to CPD points in selected jurisdictions.

If you would like to claim a certificate please send your request to elearning@era.int.


Area of Law: Banking & Financial Markets Law

Language: English

Article-no.: 218P05

Price: 20,00 EUR


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