Market Abuse Compliance in Practice
e-Presentation by Andreas Meyer
Topic
This presentation discusses the interpretation and scope of coverage of market abuse prevention measures, focusing on products, markets and geography. It also addresses the compliance subjects (issuers, intermediaries, journalists and the role of intent) and the compliance enforcers (competent authorities, regulated markets, ESAs). The presentation also addresses the substantive defences, safe harbours, exemptions and evidentiary defences available under the market abuse regime.Speaker
Andreas Meyer, Managing Director and Associate General Counsel, Deutsche Bank, Frankfurt am Main.Package
- Video presentation
- Audio podcast version
- Duration: 51 minutes
- Links to all relevant sources of law
- Access for 12 months after purchase
- Includes standard version and certified version eligible for CPD points
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Certified Version eligible for CPD points
This version requires you to view the full e-presentation and to
take a short quiz at the end. A certificate can then be issued entitling
you to CPD points in selected jurisdictions.If you would like to claim a certificate please send your request to elearning@era.int.
Area of Law: Banking & Financial Markets Law
Language: English
Article-no.: 221P45
Price: 20,00 EUR
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